Banking and Capital Markets

Banking Law'

We advise banks and financial service providers on:

  • Regulatory and compliance matters
  • Contact and communication with regulatory authorities
  • Reorganisations: mergers, demergers, spin-offs, transformations, conversions from public limited companies to private limited companies and vice versa, contributions in kind
  • Drafting of contracts
  • Structuring of investment products

Capital Markets

We support our clients in all areas of capital markets financing:

  • Alternative Investment Funds (AIF)
    • closed-ended AIF
    • open-ended AIF
    • notification of EU-AIF and foreign AIF in Austria
    • distribution to professional investors and private clients
  • Drafting prospectuses for
    • securities,
    • other investments (e.g. closed-ended real estate funds) and
    • emissions under 5 million Euros (simplified prospectus)
  • Private placements
  • Initial Public Offerings – IPOs
  • Secondary Public Offerings – SPOs
  • Insider trading
  • Compliance
  • Corporate reporting
  • Investor litigations